Francisco Gonzalez-soldevilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Gonzalez-soldevilla, who also goes by Frank Gonzalez, was a registered financial professional .
Francisco is a previously registered financial professional and started their career in finance in 1975. Francisco had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 1, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2010 - March 28, 2024
FINANCIAL INVESTMENTS ASSOCIATES, LLC
May 16, 2008 - May 13, 2009
VECTORGLOBAL WMG
October 14, 2002 - June 3, 2008
CREAND SECURITIES
August 27, 1997 - October 11, 2002
PRUDENTIAL EQUITY GROUP, LLC
August 5, 1997 - October 11, 2002
PRUDENTIAL EQUITY GROUP, LLC
January 11, 1993 - March 14, 1996
GUARDIAN INVESTOR SERVICES LLC
August 8, 1986 - January 10, 1991
F & G SECURITIES, INC.
March 26, 1975 - May 10, 1982
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 26, 1975 - May 10, 1982
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/22/1975
Registered Representative ExaminationCurrent Firm
FINANCIAL INVESTMENTS ASSOCIATES, LLC
CRD#: 152020 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 12,320,000 |
Red Flags
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