Robert J. Thorson
Professional summary
Robert James Thorson, who also goes by Bob Thorson, is a registered financial professional currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1975. Robert has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert James Thorson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2015 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
Office #1: 9 S Washington St Ste 210, Spokane, WA 99201Office #2: 9 S Washington St Ste 210, Spokane, WA 99201August 1, 2005 - September 4, 2014
REGAL SECURITIES, INC.
April 18, 1997 - August 1, 2005
NATIONAL SECURITIES CORPORATION
August 29, 1995 - April 25, 1997
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
January 11, 1991 - August 30, 1995
ROBERT W. BAIRD & CO. INCORPORATED
January 11, 1991 - August 30, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 6, 1989 - December 5, 1990
ANDOVER SECURITIES, INC.
August 24, 1988 - June 1, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
November 6, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
November 6, 1987 - May 26, 1988
MML INVESTORS SERVICES, LLC
February 25, 1986 - December 20, 1986
INVESTORS BROKERAGE SERVICES, INC.
November 13, 1985 - November 4, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
October 19, 1983 - December 12, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
March 26, 1975 - November 11, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
March 26, 1975 - November 11, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
March 26, 1975 - November 11, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2025)
(1/16/2015)
(10/24/2024)
(1/16/2015)
(6/25/2021)
(1/20/2015)
(6/15/2021)
(1/17/2015)
Exams
Series 1
Date: 3/22/1975
Registered Representative ExaminationSeries 8
Date: 4/15/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
