Carlo E. Bronzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlo Edward Bronzie was a registered financial professional .
Carlo is a previously registered financial professional and started their career in finance in 2025. Carlo had worked at 1 firm and has passed the Series 65 and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2025 - May 26, 2026
FORMIDABLE ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
FORMIDABLE ASSET MANAGEMENT, LLC
CRD#: 167555 / SEC#: 801-77975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORMIDABLE ASSET MANAGEMENT, LLC
CRD#: 167555 / SEC#: 801-77975
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,188 |
| AUM (Assets Under Management) | $ 876,010,541 |
Red Flags
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