Neil W. Grossman
Professional summary
Neil William Grossman is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Jupiter, Florida.
Neil is registered as a RR (Registered Representative) and started their career in finance in 1975. Neil has worked at 37 firms and has passed the Series 63, Series 79TO, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil William Grossman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2019 - Present
CRAFT CAPITAL MANAGEMENT LLC
Office #1: 1340 U.s. Highway 1, Suite 202, Jupiter, FL 33469April 3, 2019 - July 23, 2019
RICHFIELD ORION INTERNATIONAL, INC.
May 5, 2017 - April 4, 2019
CAPE SECURITIES INC.
April 15, 2017 - April 21, 2017
FNEX CAPITAL, LLC
March 24, 2015 - April 11, 2017
INDEPENDENT INVESTMENT BANKERS, CORP.
September 24, 2013 - March 20, 2015
STILLPOINT CAPITAL, LLC
November 14, 2012 - June 17, 2013
DELANEY EQUITY GROUP LLC
March 23, 2012 - May 8, 2012
VIEWTRADE SECURITIES, INC.
October 28, 2011 - March 21, 2012
WESTPARK CAPITAL, INC.
July 22, 2011 - November 1, 2011
MOODY CAPITAL SOLUTIONS, INC
September 25, 2007 - June 13, 2011
SOURCE CAPITAL GROUP, INC.
September 6, 2006 - September 25, 2007
MIDTOWN PARTNERS
September 29, 2003 - October 19, 2004
WINDSOR STREET CAPITAL, LP
December 12, 2002 - October 22, 2003
THE TRUMAN GROUP INC
August 25, 2000 - December 5, 2002
KIPPSDESANTO & COMPANY
November 3, 1995 - June 10, 1997
R.M. STARK & CO., INC.
August 30, 1993 - September 12, 1995
CORTLANDT CAPITAL CORPORATION
July 24, 1991 - August 28, 1991
PARAGON CAPITAL MARKETS, INC.
September 11, 1989 - November 15, 1990
TAMARON INVESTMENTS, INC.
January 3, 1989 - July 22, 1989
CAPITAL FIRST SECURITIES, INC.
May 10, 1988 - June 9, 1989
INDEPENDENT INVESTMENT BROKERS OF AMERICA
February 8, 1988 - May 5, 1988
FITZGERALD, DEARMAN & ROBERTS, INC.
August 3, 1987 - March 1, 1988
GRAYSTONE NASH, INC.
March 12, 1987 - July 23, 1987
THE STUART-JAMES COMPANY, INCORPORATED
January 27, 1987 - March 25, 1987
MORGAN GLADSTONE & CO. INC.
December 4, 1986 - December 22, 1986
F.D. ROBERTS SECURITIES, INC.
September 5, 1986 - November 13, 1986
MICHELIN AND COMPANY, INC.
May 8, 1986 - September 6, 1986
CONCORD ASSETS SECURITIES, INC.
February 20, 1985 - November 1, 1985
STATE CAPITAL MARKETS CORPORATION
June 3, 1982 - January 4, 1985
MORGAN STANLEY DW INC.
February 2, 1982 - May 26, 1982
LEHMAN BROTHERS INC.
July 10, 1980 - June 29, 1981
CITIGROUP GLOBAL MARKETS INC.
January 31, 1980 - March 20, 1986
UBS FINANCIAL SERVICES INC.
April 13, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 18, 1978 - May 10, 1978
LOEB PARTNERS
November 23, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
March 20, 1975 - March 1, 1978
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2019)
(7/29/2019)
(7/29/2019)
(7/30/2019)
(7/30/2019)
(7/24/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationFINRA
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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