William J. Jackob
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Jackob JR, who also goes by William John Jackob, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 17 firms and has passed the Series 63, PC, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1996 - September 30, 1996
FIN-ATLANTIC SECURITIES, INC.
March 28, 1995 - August 15, 1995
ROTHSCHILD GLOBAL INVESTMENTS, INC.
April 23, 1993 - February 24, 1995
JASON MACKENZIE SECURITIES, INC.
February 22, 1991 - March 16, 1993
FSC SECURITIES CORPORATION
March 30, 1988 - December 31, 1990
SHUBERT RIZOR SECURITIES, INC.
March 17, 1988 - April 19, 1988
E. F. HUTTON & COMPANY INC
October 4, 1985 - February 23, 1988
WACHOVIA SECURITIES, INC.
April 8, 1985 - November 19, 1985
THOMSON MCKINNON SECURITIES INC.
August 15, 1983 - March 22, 1985
CRALIN & CO., INC.
October 30, 1980 - August 8, 1983
FIRST AFFILIATED SECURITIES, INC.
January 31, 1980 - November 28, 1980
UBS FINANCIAL SERVICES INC.
March 1, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 20, 1978 - February 26, 1978
LOEB PARTNERS
January 4, 1977 - January 20, 1978
LOEB RHOADES & CO. INC.
September 10, 1976 - January 4, 1977
LOEB, RHOADES & CO. INC.
August 27, 1976 - November 3, 1976
BACHE HALSEY STUART INC.
March 20, 1975 - August 27, 1976
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/4/1986
AMEX Put and Call ExamCurrent Firm
FIN-ATLANTIC SECURITIES, INC.
CRD#: 25523 / SEC#: , 8-41809
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
