Michael P. Pisano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Pisano was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1975. Michael had worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2004 - April 22, 2015
D. WECKSTEIN & CO., INC.
March 25, 2002 - April 7, 2004
FAGENSON & CO., INC.
March 21, 1997 - April 2, 2002
STARR SECURITIES, INC.
March 18, 1997 - April 9, 1997
STARR SECURITIES, INC.
February 27, 1996 - March 21, 1997
CORTLANDT CAPITAL CORPORATION
September 19, 1995 - February 15, 1996
BLUESTONE CAPITAL CORP.
June 25, 1991 - September 18, 1995
STARR SECURITIES, INC.
September 6, 1990 - January 11, 1991
SMITH NEW COURT, INC.
January 2, 1990 - July 18, 1990
PHOENIX CAPITAL MARKETS, INC.
August 29, 1988 - December 5, 1989
MCKINLEY ALLSOPP, INC.
February 29, 1988 - September 13, 1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
May 19, 1986 - March 22, 1988
SBC WARBURG DILLON READ INC.
September 27, 1983 - May 21, 1986
JEFFERIES LLC
November 22, 1977 - September 7, 1983
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
March 17, 1975 - November 17, 1976
SHEARSON HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/2/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/10/1975
Registered Representative ExaminationCurrent Firm
D. WECKSTEIN & CO., INC.
CRD#: 20338 / SEC#: , 8-38192
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WECKSTEIN, DONALD EDWARD | PRESIDENT/ CHIEF COMPLIANCE OFFICER | 461216 |
| LUBITZ, JACK | FINANCIAL AND OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 5 |
Red Flags
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