DL
David E. Levee
EAGLE STRATEGIES LLC
Delray Beach, FL
Some features on this profile are disabled
CRD#: 806105
DL
Professional summary
David Edward Levee is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Delray Beach, Florida and NYLIFE SECURITIES LLC located in Deerfield, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. David has worked at 2 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Renewals from Digital Insurance, Inc.; Group life and medical insurance sales and service; 2809 Central St. Evanston, IL 60201; Start Date 10/2015; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [TOUCHSTONE ESSENTIALS; PERSONAL USE ONLY TO PURCHASE VITAMINS AT A LESSER COST.; DAVIDL.MYTOUCHSTONEESSENTIALS.COM; START DATE 09/2014; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered products ; 4509 White Cedar Ln. Delray Beach, FL 33445; Start Date 11/1967; Role/Title: Owner; Not Investment Related; 20 hours per month; 15 hours per month during securities trading hours] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA BACK9STRATEGIES ; INVESTMENT RELATED; ASSOCIATE; ADDRESS: DEERFIELD, IL; START DATE: 02/2015] [Rocky Mountain Recovery QP LLC; Drug and alcohol rehabilitation facility; 174 Gore Creek Dr. Vail, CO 81657; Start Date 08/2017; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Sugar Vegas One, LLC; Restaurant and bar; 3663 S. Las Vegas Blvd #1240 Las Vegas, NV 89109; Start Date 05/2016; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [NYLARC Holding Company; Life insurance reinsurance; 51 Madison Ave., New York, NY 10010; Start Date 01/1994; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Delaire Country Club finance committee; Private country club. finance committee. We make recommendations like, spend more money on food, quality, and things like the dining room needs better decorations.; 4645 White Cedar Lane, Delray Beach, FL 33445; Start Date 05/2024; Role/Title: Member; Not Investment Related; 8 hours per month; 8 hours per month during securities trading hours][The Flyover, LLC; Newsletter and website news service; 1910 Thomes Avenue, Cheyenne, Wyoming 82001; Start Date 08/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Levee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2003 - Present
EAGLE STRATEGIES LLC
Office #2: 1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747RIA
CRD#: 110826
Delray Beach, FL
Current
November 3, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747BD
CRD#: 5167
Deerfield, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2021)
RR
California(7/18/1986)
RR
Florida(3/28/2007)
IAR
Florida(8/20/2021)
RR
Illinois(7/24/1984)
IAR
Illinois(4/22/2003)
RR
Texas(1/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/26/1975
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
