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Gerard T. Oloughlin
LARIMER CAPITAL
Denver, CO 80222
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CRD#: 806103
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Professional summary
Gerard Thomas Oloughlin, who also goes by Jerry Oloughlin, is a registered financial advisor currently at LARIMER CAPITAL CORPORATION located in Denver, Colorado.
Gerard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Gerard has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Oloughlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRADITIONAL (FIXED) LIFE INSURANCE SALES
GERARD O'LOUGHLIN (OWNER)
NOT INVESTMENT RELATED
STARTED 1984
80HRS/MTH 80HRS/MTH DURING TRADING HRS ASSISTING CLIENTS IN MEETING THEIR LIFE INSURANCE NEEDS;
INVESTMENT ADVISOR
SAME BUSINESS NAME AND ADDRESS
INVESTMENT RELATED RERESENTATIVE
STARTED 1/1999
5HRS/MTH 5HRS/MTH DURING TRADING HRS
IAR PROVIDING FINANCIAL PLANS FOR CLIENTS;
PART TIME SEASONAL SALES FOR SKI RESORT OWNER VAIL CORPORATION VAIL, CO
NOT INVESTMENT RELATED
STARTED 10/01
7HRS/MTH 0HRS/MTH DURING TRADING HRS DURING WINTER MONTHS
WORK AT A LOCATION IN A SKI STORE TO SELL SEASON PASSES TO VAIL
CRS (Client Relationship Summary) - RIA
Click below to view Gerard Thomas Oloughlin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerard Thomas Oloughlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2010 - Present
LARIMER CAPITAL CORPORATION
Office #1: 1720 South Bellaire Street Suite 1110, Denver, CO 80222RIA
BD
CRD#: 18189
Denver, CO
Current
May 3, 2010 - Present
LARIMER CAPITAL CORPORATION
Office #1: 1720 South Bellaire Street Suite 1110, Denver, CO 80222RIA
BD
CRD#: 18189
Denver, CO
Past
January 1, 1999 - April 27, 2010
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
LAKEWOOD, CO
Past
January 24, 1995 - April 27, 2010
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
LAKEWOOD, CO
Past
June 25, 1991 - January 24, 1995
LARIMER CAPITAL CORPORATION
BD
CRD#: 18189
DENVER, CO
Past
March 5, 1981 - July 2, 1991
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Past
December 27, 1977 - March 13, 1981
EQUITY SERVICES, INC.
BD
CRD#: 265
Past
March 17, 1975 - January 31, 1977
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LARIMER CAPITAL CORPORATION
LARIMER CAPITAL CORP | LARIMER CAPITAL CORPORATION
CRD#: 18189 / SEC#: 801-29070, 8-36594
RIA
Registered Investment Advisory firm - SEC (12/1/1986 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/3/2010)
IAR
California(5/3/2010)
RR
Colorado(5/3/2010)
IAR
Colorado(5/3/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/14/1975
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
LC
LARIMER CAPITAL CORPORATION
LARIMER CAPITAL CORP | LARIMER CAPITAL CORPORATION
CRD#: 18189 / SEC#: 801-29070, 8-36594
RIA
Registered Investment Advisory firm - SEC (12/1/1986 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1720 South Bellaire Street Suite 1110, Denver, CO 80222
Mailing Address
1720 South Bellaire Street Suite 1110, Denver, CO 80222
Phone number
(303) 573-5511
Established
Colorado since 05/16/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
SEC notice filing (15 States and Territories)
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARMEL, ADAM MORMAN | PRESIDENT/CHIEF COMPLIANCE OFFICER | 1074710 |
| CARMEL, KATHLEEN HAWKINS | SECRETARY |
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 156,240,746 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
