James R. Ashcroft

FORTUNE FINANCIAL SERVICES

Kansas City, MO 64152

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CRD#: 8061

Professional summary

James Robert Ashcroft JR, who also goes by Bob Ashcroft Jr, James Robert Ashcroft, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Kansas City, Missouri.

James is registered as a RR (Registered Representative) and started their career in finance in 1970. James has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Ashcroft Jr | James Robert Ashcroft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Robert Ashcroft JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2017 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 12211 N. W. Highland Terrace, Kansas City, MO 64152

CRD#: 42150

Kansas City, MO

Past

November 6, 2001 - October 13, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

KANSAS CITY, MO

Past

September 11, 1996 - October 13, 2017

SII INVESTMENTS, INC.

CRD#: 2225

KANSAS CITY, MO

Past

January 21, 1994 - September 10, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 19, 1989 - January 24, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 15, 1983 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 6, 1980 - March 24, 1983

WZW FINANCIAL SERVICES, INC.

CRD#: 5717

Past

January 14, 1976 - September 24, 1978

LOWELL H. LISTROM & COMPANY INC.

CRD#: 6336

Past

September 21, 1970 - January 20, 1976

N.I.S. FINANCIAL SERVICES, INC.

CRD#: 5361

Past

January 7, 1970 - April 6, 1972

BALANCED PROGRAMS, INC.

CRD#: 1153

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(1/2/2025)

Kansas
(10/13/2017)

Missouri
(10/13/2017)

Exams

State Security Law Exam

Series 63

Date: 4/5/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 00

Date: 12/26/1969

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James R. Ashcroft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Robert Ashcroft JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

WALNUT STREET SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

WZW FINANCIAL SERVICES, INC.

LOWELL H. LISTROM & COMPANY INC.

N.I.S. FINANCIAL SERVICES, INC.

BALANCED PROGRAMS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/1983

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 00

Date: 12/26/1969

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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