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KM

Keith T. Misner

REDSWAN MARKETS
HOUSTON, TX 77002
CRD#: 8060857
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KM
Keith Taylor MisnerREDSWAN MARKETS

Professional summary

Keith Taylor Misner is a registered financial professional currently at REDSWAN MARKETS, LLC located in Houston, Texas.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2025. Keith has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Taylor Misner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2025 - Present

REDSWAN MARKETS, LLC

Office #1: 4201 Main St Suite 203, Houston, TX 77002
BD
CRD#: 322259
HOUSTON, TX
Past

April 4, 2025 - October 23, 2025

ENTORO SECURITIES, LLC

BD
CRD#: 35192
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(10/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/21/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/4/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 2/27/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RM
REDSWAN MARKETS, LLC
REDSWAN MARKETS, LLC

CRD#: 322259 / SEC#: , 8-71020

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
4201 Main St Suite 300, Houston, TX 77002
Mailing Address
4201 Main St Suite 300, Houston, TX 77002
Phone number
(713) 487-9040
Established
Delaware since 04/21/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REDSWAN PC INC.OWNER
NIXON, JON ALANFINOP4710715
THEUS, MARTHA LYNNCCO/PRESIDENT7703122

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDSWAN MARKETS, LLC

CRD#: 322259Houston, TX 77002

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