Robert J. Klosterman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Klosterman, who also goes by Robert John Klosteuman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1975. Robert had worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2016 - August 3, 2021
WHITE OAKS WEALTH ADVISORS, INC.
April 24, 2014 - May 21, 2024
WHITE OAKS INVESTMENT MANAGEMENT, INC
April 24, 2006 - December 10, 2014
WHITE OAKS WEALTH ADVISORS INC
May 19, 1992 - January 28, 1998
SUNAMERICA SECURITIES, INC.
January 31, 1983 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 20, 1978 - June 26, 1986
GUARDIAN INVESTOR SERVICES LLC
March 11, 1975 - August 19, 1978
AMERICAN EXPRESS FINANCIAL CORPORATION
March 11, 1975 - August 19, 1978
AMERIPRISE FINANCIAL SERVICES, LLC
March 11, 1975 - August 19, 1978
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
WHITE OAKS WEALTH ADVISORS, INC.
CRD#: 173522 / SEC#: 801-80576
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/6/1975
Registered Representative ExaminationCurrent Firm
WHITE OAKS WEALTH ADVISORS, INC.
CRD#: 173522 / SEC#: 801-80576
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 228 |
| AUM (Assets Under Management) | $ 530,043,159 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2025 | ||
| 11/27/2024 | ||
| 02/15/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
