Patrick R. Hobert

CENTAURUS FINANCIAL

Newport Beach, CA

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CRD#: 805680

Professional summary

Patrick Roland Hobert is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Newport Beach, California.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Patrick has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOBERT WEALTH MANAGEMENT, NON-INVESTMENT RELATED, LAGUNA NIGUEL, CA 92677, DBA FOR BRANDING PURPOSES ONLY, REGISTERED REP, SINCE 8/1/2007.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Roland Hobert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Patrick Roland Hobert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2007 - Present

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Newport Beach, CA

Current

July 9, 2007 - Present

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Newport Beach, CA

Past

July 2, 2007 - July 9, 2007

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

PASADENA, CA

Past

July 2, 2007 - July 9, 2007

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

December 22, 1997 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

IRVINE, CA

Past

August 21, 1995 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

August 16, 1995 - August 25, 1995

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 9, 1990 - August 16, 1995

CORPORATE BENEFIT SECURITIES, INC.

CRD#: 13975

MISSION VIEJO, CA

Past

May 19, 1987 - April 27, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 16, 1984 - May 8, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

July 12, 1982 - April 11, 1984

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

September 11, 1980 - August 4, 1982

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

October 19, 1978 - November 25, 1980

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

April 11, 1977 - November 7, 1977

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

May 6, 1976 - September 25, 1976

PLA SECURITIES CORPORATION

CRD#: 666

Past

March 6, 1975 - March 28, 1976

OSAIC FS, INC.

CRD#: 3870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/27/2013)

IAR

Arizona
(2/1/2022)

California
(7/9/2007)

IAR

California
(7/9/2007)

Idaho
(10/6/2022)

IAR

Idaho
(4/3/2023)

Nevada
(10/18/2017)

IAR

Nevada
(2/23/2022)

Oklahoma
(12/1/2016)

Washington
(2/8/2008)

IAR

Washington
(1/24/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/31/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/1/1975

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick R. Hobert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Roland Hobert's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Patrick Roland Hobert's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

FSC SECURITIES CORPORATION

CORPORATE BENEFIT SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

SOUTHMARK FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

ADVANTAGE CAPITAL CORPORATION

GUARDIAN INVESTOR SERVICES LLC

PLA SECURITIES CORPORATION

OSAIC FS, INC.

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2004

Series 63

Date: 5/31/1989

SIE

Date: 10/1/2018

Series 7

Date: 3/18/1989

Series 1

Date: 3/1/1975

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

TRUST BUT VERIFY

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