Brett E. Cooper

STONEBRIDGE FINANCIAL GROUP

GRAND RAPIDS, MI 49546

CRD#: 8055141

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Professional summary

Brett Everett Cooper is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP located in Grand Rapids, Michigan and OSAIC WEALTH, INC. located in Grand Rapids, Michigan.

Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Brett has worked at 3 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Everett Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2026 - Present

STONEBRIDGE FINANCIAL GROUP

Office #1: 3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546

RIA

CRD#: 166251

GRAND RAPIDS, MI

Current

January 29, 2026 - Present

OSAIC WEALTH, INC.

Office #1: 3333 Deposit Drive Suite 220, Grand Rapids, MI 49546Office #2: 159 N. Sangamon St Suite 200, Chicago, IL 60607

RIA

CRD#: 23131

GRAND RAPIDS, MI

Past

April 15, 2025 - December 4, 2025

MWA FINANCIAL SERVICES INC.

CRD#: 112630

Grand Rapids, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE FINANCIAL GROUP

GLOBAL FINANCIAL GROUP ADVISORS | STONEBRIDGE FINANCIAL GROUP | GLOBAL FINANCIAL GROUP ADVISORS LLC D/B/A STONEBRIDGE FINANCIAL | GLOBAL FINANCIAL GROUP ADVISORS LLC

CRD#: 166251 / SEC#: 801-110584

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

Illinois

Registered Investment Advisory firm - (5/30/2017 Terminated)

Michigan

Registered Investment Advisory firm - (6/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/26/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/29/2026)

IAR

Michigan
(1/26/2026)

Michigan
(1/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/20/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/10/2025

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/15/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/25/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP

GLOBAL FINANCIAL GROUP ADVISORS | STONEBRIDGE FINANCIAL GROUP | GLOBAL FINANCIAL GROUP ADVISORS LLC D/B/A STONEBRIDGE FINANCIAL | GLOBAL FINANCIAL GROUP ADVISORS LLC

CRD#: 166251 / SEC#: 801-110584

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

Illinois

Registered Investment Advisory firm - (5/30/2017 Terminated)

Michigan

Registered Investment Advisory firm - (6/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/26/2017 Terminated)

PREMIUM

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Contact information

Main Address

3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546

Mailing Address

Phone number

(855) 530-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GFG - ADV PART 2A (10/23/2025)

SFG - FORM ADV PART 2A - MICHIGAN (10/23/2025)

SFG - FORM ADV PART 2A - CHICAGO (10/23/2025)

Regulatory assets under management

Total Number of Accounts	766
AUM (Assets Under Management)	$ 652,339,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett E. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Everett Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

MWA FINANCIAL SERVICES INC.

Primary Firm SEC Registration

STONEBRIDGE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/20/2025

Series 7TO

Date: 7/10/2025

Series 6TO

Date: 4/15/2025

SIE

Date: 1/25/2025

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE FINANCIAL GROUP

TRUST BUT VERIFY

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