Joseph T. Constantino

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

Winchester, VA

CRD#: 8053639

Some features on this profile are disabled

Professional summary

Joseph Tate Constantino, who also goes by Joe Tate Constantino, is a registered financial advisor currently at WISEMAN & ASSOCIATES WEALTH MANAGEMENT located in Winchester, Virginia and LPL FINANCIAL LLC located in Middleburg, Virginia.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Joe Tate Constantino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Tate Constantino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2025 - Present

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

RIA

CRD#: 169677

Winchester, VA

Current

May 8, 2025 - Present

LPL FINANCIAL LLC

Office #1: 115 The Plains Rd, Ste 100, Middleburg, VA 20117

RIA

CRD#: 6413

MIDDLEBURG, VA

Past

August 22, 2025 - October 3, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(8/22/2025)

IAR

Virginia
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/8/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

WISEMAN & ASSOCIATES WEALTH MANAGEMENT | WISEMAN WEALTH, LLC | WISEMAN II, THOMAS R.

CRD#: 169677 / SEC#: 801-107441

RIA

Registered Investment Advisory firm - (6/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2016 Terminated)

Virginia

Registered Investment Advisory firm - (6/25/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

115 The Plains Road Suite 100, Middleburg, VA 20117

Mailing Address

Po Box 2264, Middleburg, VA 20118

Phone number

(540) 687-7077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 82,155,429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph T. Constantino

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Tate Constantino's CRS (Customer Relationship Summary).

Certified licenses

Experience

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2025

Series 7TO

Date: 5/8/2025

SIE

Date: 8/9/2024

FINRA

Current Firm

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors