Alan L. Grau
Professional summary
Alan Lee Grau is a registered financial professional currently at STONEPINE ADVISORS, LLC located in Englewood, Colorado.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2025. Alan has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Lee Grau's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2025 - Present
STONEPINE ADVISORS, LLC
Office #1: 8310 S Valley Highway Suite 300, Englewood, CO 80112State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2025)
Exams
Series 79TO
Date: 7/9/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONEPINE ADVISORS, LLC
CRD#: 154217 / SEC#: , 8-68618
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REILLY, JAMES FRANCIS | CCO, EXEC. REP., AML SUPER. | |
| CAMPBELL, ROBERT | FINOP | 1349154 |
Red Flags
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