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ES

Eduardo Saenz Cano

KESTRA ADVISORY SERVICES
Albuquerque, NM 87109
Some features on this profile are disabled
CRD#: 8053299
ES
Eduardo Saenz CanoKESTRA ADVISORY SERVICES

Professional summary

Eduardo Saenz Cano, who also goes by Eduardo Saenz, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Albuquerque, New Mexico and KESTRA INVESTMENT SERVICES, LLC located in Albuquerque, New Mexico.

Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Eduardo has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Eduardo Saenz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/13/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name DAVIS ADVISORY GROUP, LLC POSITION: Registered Administrator NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/13/2026 ADDRESS: 100 Sun Ave NE, Suite 600, Albuquerque NM 87109, United States DESCRIPTION: Assisting financial advisors with their schedules, contacting clients, and inputting require information into approved systems to assist the advisors with day to day tasks that are approved for administrators with their SIE, Series 7, and Series 66 licenses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Saenz Cano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2026 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 100 Sun Avenue Ne Suite 600, Albuquerque, NM 87109
RIA
CRD#: 283330
Albuquerque, NM
Current

July 27, 2026 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 100 Sun Avenue Ne Suite 600, Albuquerque, NM 87109
BD
CRD#: 42046
Albuquerque, NM
Past

May 20, 2025 - February 27, 2026

EDWARD JONES

RIA
CRD#: 250
ALBUQUERQUE, NM
Past

April 24, 2025 - February 27, 2026

EDWARD JONES

BD
CRD#: 250
ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Mexico
(7/27/2026)
IAR
New Mexico
(7/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/17/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/24/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/27/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Albuquerque, NM 87109

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