Benjamin L. Farrow

SOUNDPATH RETIREMENT STRATEGIES

BELLEVUE, WA 98005

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CRD#: 8053025

Professional summary

Benjamin Lee Farrow is a registered financial advisor currently at SOUNDPATH RETIREMENT STRATEGIES, LLC located in Bellevue, Washington.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Benjamin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Lee Farrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2025 - Present

SOUNDPATH RETIREMENT STRATEGIES, LLC

Office #1: 11811 Ne 1st Street Suite 311, Bellevue, WA 98005

RIA

CRD#: 315590

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/6/2025)

IAR

Washington
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2025

Uniform Investment Adviser Law Examination

Current Firm

SOUNDPATH RETIREMENT STRATEGIES, LLC

CRD#: 315590 / SEC#: 801-134649

Nevada

Registered Investment Advisory firm - (1/23/2025 Terminated)

Oregon

Registered Investment Advisory firm - (1/23/2025 Approved)

Washington

Registered Investment Advisory firm - (8/26/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11811 Ne 1st Street Suite 311, Bellevue, WA 98005

Mailing Address

Phone number

(425) 365-0204

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (9/29/2025)

ADV 2A/2B (9/29/2025)

Regulatory assets under management

Total Number of Accounts	579
AUM (Assets Under Management)	$ 111,470,810

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin L. Farrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Lee Farrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUNDPATH RETIREMENT STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2025

Current Firm

SOUNDPATH RETIREMENT STRATEGIES, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUNDPATH RETIREMENT STRATEGIES, LLC

TRUST BUT VERIFY

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