Mark J. Kazmac
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Jay Kazmac, who also goes by Mark Kazmac, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1975. Mark had worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2021 - April 23, 2025
WEALTHSTREAM ADVISORS, INC.
May 2, 2000 - November 2, 2009
MML INVESTORS SERVICES, LLC
October 8, 1997 - April 18, 2000
SIGNATOR INVESTORS, INC.
January 1, 1994 - October 7, 1997
EQUITY SERVICES, INC.
February 18, 1982 - May 16, 1988
PRUCO SECURITIES, LLC.
March 2, 1981 - December 29, 1982
MHL INVESTMENTS
October 20, 1978 - May 13, 1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 1, 1975 - June 29, 1979
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/24/1975
Registered Representative ExaminationCurrent Firm
WEALTHSTREAM ADVISORS, INC.
CRD#: 129428 / SEC#: 801-63363
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 1,537,243,540 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
