Mary A. Yi

DOVETAIL WEALTH MANAGEMENT

TAYLOR, TX 76574

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CRD#: 8052713

Professional summary

Mary Ann Yi, who also goes by Mary Ann Le, Mary Yi, is a registered financial advisor currently at DOVETAIL WEALTH MANAGEMENT, LLC located in Taylor, Texas and LPL FINANCIAL LLC located in Taylor, Texas.

Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Mary has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Mary Ann Le | Mary Yi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/2026 - Mary Yi - Non-Variable Insurance - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Hutto TX 78634 - OBA Start date: 01/01/2026 2. 8/2026 - Dovetail Wealth Management -Non-Variable Insurance - INV REL - 5 Hour(s)/Month – 5 Hour(s) During Trading - Taylor TX 76574 - OBA Start date: 08/19/2026 3. 8/2026 - DOVETAIL WEALTH MANAGEMENT LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 40 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/17/2026

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Ann Yi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2026 - Present

DOVETAIL WEALTH MANAGEMENT, LLC

Office #1: 301 North Main Street, Taylor, TX 76574

RIA

CRD#: 291068

TAYLOR, TX

Current

August 17, 2026 - Present

LPL FINANCIAL LLC

Office #1: 301 N Main St, Taylor, TX 76574

RIA

CRD#: 6413

TAYLOR, TX

Past

March 7, 2025 - May 15, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROUND ROCK, TX

Past

March 7, 2025 - May 15, 2026

LPL FINANCIAL LLC

CRD#: 6413

ROUND ROCK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOVETAIL WEALTH MANAGEMENT, LLC

BH FINANCIAL MANAGEMENT, LLC | DOVETAIL WEALTH MANAGEMENT, LLC

CRD#: 291068 / SEC#: 801-112276

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/17/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(8/13/2026)

Texas
(8/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/7/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/5/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DOVETAIL WEALTH MANAGEMENT, LLC

BH FINANCIAL MANAGEMENT, LLC | DOVETAIL WEALTH MANAGEMENT, LLC

CRD#: 291068 / SEC#: 801-112276

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/17/2025 Terminated)

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Contact information

Main Address

301 North Main Street, Taylor, TX 76574

Mailing Address

Phone number

(512) 352-1613

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-2 ADV 2A (2/6/2025)

2022-10 ADV 2A WRAP (2/6/2025)

Regulatory assets under management

Total Number of Accounts	819
AUM (Assets Under Management)	$ 299,183,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary A. Yi

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Ann Yi's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOVETAIL WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

DOVETAIL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2024

Series 7TO

Date: 3/7/2025

SIE

Date: 7/5/2024

FINRA

Current Firm

DOVETAIL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOVETAIL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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