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AM

Abdul Malik

SIGNUM GROWTH CAPITAL LLC
Goshen, CT
Some features on this profile are disabled
CRD#: 8052702
AM

Professional summary

Abdul Malik is a registered financial professional currently at SIGNUM GROWTH CAPITAL LLC located in Goshen, Connecticut.

Abdul is registered as a RR (Registered Representative) and started their career in finance in 2025. Abdul has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abdul Malik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2025 - Present

SIGNUM GROWTH CAPITAL LLC

BD
CRD#: 300577
Goshen, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/16/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/20/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/22/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SG
SIGNUM GROWTH CAPITAL LLC
SIGNUM GROWTH CAPITAL | SIGNUM GROWTH CAPITAL LLC

CRD#: 300577 / SEC#: , 8-70297

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
23 Wellsford Drive, Goshen, CT 06756
Mailing Address
23 Wellsford Drive, Goshen, CT 06756
Phone number
(718) 913-9093
Established
Delaware since 12/28/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DALTON, ANGELA HUBBARDCHIEF EXECUTIVE OFFICER2720260
DANIELS, RICHARD MATTHEWFINOP/POO/PFO5877964
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNUM GROWTH CAPITAL LLC

CRD#: 300577Goshen, CT

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