Sandra L. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Lee White, CFP®, who also goes by Sandra Lee Bauer, Sandra Lee Hoffower, Sandra Hoffower White, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1975. Sandra had worked at 11 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 27, Series 24, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
July 1, 2020 - January 20, 2023
MERCER ALLIED COMPANY, L.P.
July 1, 2020 - January 20, 2023
GOLDMAN SACHS & CO. LLC
November 1, 2017 - November 13, 2017
CETERA WEALTH SERVICES, LLC
November 1, 2017 - June 30, 2020
CETERA WEALTH SERVICES, LLC
January 12, 2011 - November 1, 2017
GIRARD SECURITIES, INC.
May 20, 2009 - January 20, 2023
UNITED CAPITAL FINANCIAL ADVISORS
January 23, 2009 - November 1, 2017
GIRARD SECURITIES, INC.
August 30, 2006 - January 26, 2009
COMMONWEALTH FINANCIAL NETWORK
August 21, 1997 - January 26, 2009
COMMONWEALTH FINANCIAL NETWORK
April 20, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 20, 1989 - August 11, 1997
MONY SECURITIES CORPORATION
January 11, 1988 - May 1, 1989
FSC SECURITIES CORPORATION
July 24, 1981 - December 31, 1987
LIFESTYLE INVESTMENT SERVICES, INCORPORATED
March 5, 1975 - May 27, 1981
THE INCOME BUILDERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationF04
Date: 6/13/1975
Financial Principal ExaminationSeries 00
Date: 2/28/1975
General Securities Principal ExaminationCurrent Firm
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| RYAN, DIANA ELIZABETH | VP & CHIEF COMPLIANCE OFFICER | 2780148 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
