Gray E. Cardiff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gray Emerson Cardiff was a registered financial professional .
Gray is a previously registered financial professional and started their career in finance in 1975. Gray had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1995 - June 26, 1996
JWE SECURITIES, INC.
April 18, 1985 - January 18, 1996
SOUND ADVICE INVESTMENTS
December 3, 1980 - April 26, 1983
FIRST AFFILIATED SECURITIES, INC.
November 16, 1978 - July 30, 1980
LEHMAN BROTHERS INC.
September 26, 1978 - December 18, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JWE SECURITIES, INC.
CRD#: 37368 / SEC#: , 8-47718
Contact information
Documents
Red Flags
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