Christopher J. Kircher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Kircher was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1975. Christopher had worked at 4 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 1987 - December 31, 1989
FENNER FINANCIAL, INC.
January 6, 1984 - June 16, 1987
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1978 - January 30, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationCurrent Firm
FENNER FINANCIAL, INC.
CRD#: 15135 / SEC#: , 8-31716
Contact information
Documents
Red Flags
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