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Christopher James Kircher

CRD# 804995·Registered 1975 - 1989
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher James Kircher was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1975 - 1989. Christopher had worked at 4 firms and has passed the Series 63, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

FENNER FINANCIAL, INC.·CRD# 15135
BD
December 2, 1987 - December 31, 1989
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
January 6, 1984 - June 16, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - January 30, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
February 24, 1975 - September 26, 1978

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Current Firm

FF
FENNER FINANCIAL, INC.

FENNER FINANCIAL, INC. | FENNER-WILLINGHAM FINANCIAL, INC.

CRD#: 15135 / SEC#: 8-31716
BD
Terminated by FINRA on 12/18/1992

Contact Information

Established

Florida since 03/13/1984

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1983About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Feb 1975About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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