James E. Grant

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CRD#: 804932

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Edward Grant was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1975. James had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2012 - January 3, 2013

KOBO WEALTH CONSERVANCY

RIA

CRD#: 143654

KAILUA-KONA, HI

Past

February 9, 2007 - April 9, 2012

KONA ASSET MANAGEMENT, LLC

RIA

CRD#: 140601

CENTENNIAL, CO

Past

January 1, 1999 - December 17, 2002

EVERGREEN ASSET MANAGEMENT, INC.

RIA

CRD#: 117322

CARBONDALE, CO

Past

August 10, 1992 - November 13, 1992

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

Past

November 19, 1984 - September 24, 1990

EVERGREEN SECURITIES, INC.

CRD#: 15596

Past

June 14, 1984 - December 5, 1984

FIRST COLUMBIA CORPORATION

CRD#: 6443

Past

December 7, 1976 - February 1, 1985

FIRST MIDWEST CORPORATION

CRD#: 5512

Past

July 7, 1976 - May 29, 1977

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

June 14, 1976 - August 4, 1980

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

April 24, 1975 - June 14, 1976

INVESTMENT MANAGEMENT & RESEARCH INC

CRD#: 1000002

Past

February 24, 1975 - October 29, 1975

FINANCIAL SERVICE CORPORATION OF AMERICA

CRD#: 292

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOBO WEALTH CONSERVANCY

KOBO WEALTH CONSERVANCY | KOBO, LLC | KOBO WEALTH CONSERVANCY, LLC

CRD#: 143654 / SEC#: 801-70128

RIA

Registered Investment Advisory firm - (5/15/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 40

Date: 5/28/1976

Registered Principal Examination

Current Firm

KOBO WEALTH CONSERVANCY

KOBO WEALTH CONSERVANCY | KOBO, LLC | KOBO WEALTH CONSERVANCY, LLC

CRD#: 143654 / SEC#: 801-70128

RIA

Registered Investment Advisory firm - (5/15/2009 Approved)

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Contact information

Main Address

1003 Bishop Street Suite 1820, Honolulu, HI 96813

Mailing Address

Phone number

(808) 546-1001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/11/2025)

Regulatory assets under management

Total Number of Accounts	292
AUM (Assets Under Management)	$ 155,424,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KONA ASSET MANAGEMENT, LLC

EVERGREEN ASSET MANAGEMENT, INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

EVERGREEN SECURITIES, INC.

FIRST COLUMBIA CORPORATION

FIRST MIDWEST CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

INVESTMENT MANAGEMENT & RESEARCH INC

FINANCIAL SERVICE CORPORATION OF AMERICA

Primary Firm SEC Registration

KOBO WEALTH CONSERVANCY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2006

Series 63

Date: 5/13/1985

Series 7

Date: 2/15/1975

Series 40

Date: 5/28/1976

Current Firm

KOBO WEALTH CONSERVANCY

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOBO WEALTH CONSERVANCY

TRUST BUT VERIFY

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