Larry James Prickett
Professional Summary
Larry James Prickett, who also goes by Larry J Prickett, Larry Prickett, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Conroe, Texas. Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Larry has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Larry J Prickett, Larry Prickett
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
GLOBAL CAPITAL MANAGEMENT, LTD | SOUTHWEST FINANCIAL ADVISORY GROUP | OAK AND SHIELD WEALTH MANAGEMENT, LLC | HARBOR POINT FINANCIAL SERVICES DFW, LLC | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
Contact Information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188Phone Number
(262) 650-1030# of Employees
122SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
8,863AUM (Assets Under Management)
$775,151,544Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GLOBAL CAPITAL MANAGEMENT, LTD | SOUTHWEST FINANCIAL ADVISORY GROUP | OAK AND SHIELD WEALTH MANAGEMENT, LLC | HARBOR POINT FINANCIAL SERVICES DFW, LLC | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
(3/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Larry James Prickett's CRS (Customer Relationship Summary).
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