Michael E. Tierney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Tierney was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1975. Michael had worked at 12 firms and has passed the Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2007 - May 20, 2010
NATIONAL SECURITIES CORPORATION
May 11, 2006 - October 10, 2006
MOORS & CABOT, INC.
October 11, 1991 - August 4, 2003
PRENTICE SECURITIES, INCORPORATED
October 3, 1988 - October 22, 1991
DOMINICK & DICKERMAN LLC
April 5, 1988 - October 3, 1988
DOMIK CORP.
May 21, 1987 - April 12, 1988
FIRST UNION BROKERAGE SERVICES, INC.
May 8, 1984 - July 14, 1986
BA INVESTMENT SERVICES, INC.
November 1, 1982 - April 18, 1984
BRENNER STEED, INC.
June 11, 1980 - June 21, 1982
G.C.N. CORP.
April 27, 1979 - November 1, 1979
MF GLOBAL INC.
November 24, 1978 - May 6, 1979
DOMIK CORP.
February 24, 1978 - January 2, 1979
MORGAN STANLEY DW INC.
July 21, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
February 24, 1975 - June 28, 1976
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/29/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
