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RO

Richard E. Ojeda

LYNDHURST SECURITIES
Burbank, CA 91505
CRD#: 8049256
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RO
Richard Edward OjedaLYNDHURST SECURITIES

Professional summary

Richard Edward Ojeda, who also goes by Rick Ojeda, is a registered financial professional currently at LYNDHURST SECURITIES INC. located in Burbank, California.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2025. Richard has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rick Ojeda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Edward Ojeda's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2025 - Present

LYNDHURST SECURITIES INC.

Office #1: 3500 West Olive Avenue, Suite 730, Burbank, CA 91505Office #2: 300 W Glenoaks Blvd Suite 202, Glendale, CA 91202
BD
CRD#: 315582
Burbank, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/4/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 4/28/2025
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/18/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LYNDHURST SECURITIES INC.
LYNDHURST SECURITIES INC.

CRD#: 315582 / SEC#: , 8-70777

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
6928 Owensmouth Avenue Suite 200, Woodland Hills, CA 91303
Mailing Address
6928 Owensmouth Ave. #200, Woodland Hills, CA 91303
Phone number
(818) 206-0798
Established
California since 06/11/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
POMPEII HOLDINGS, LLCOWNER
KARAPETIAN, MICHAEL LAZARICEO2904615
MANZO, MARK THOMASFINOP1229739
ZIMMERMAN, KRISTINA MARIEPRESIDENT AND CCO2060010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYNDHURST SECURITIES INC.

CRD#: 315582Burbank, CA 91505

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