DR
David Ryan
NORTHERN EDGE CAPITAL ADVISORS LLC
Toronto, M2N 6K1
Some features on this profile are disabled
CRD#: 8048980
DR
Professional summary
David Ryan is a registered financial professional currently at NORTHERN EDGE CAPITAL ADVISORS LLC .
David is registered as a RR (Registered Representative) and started their career in finance in 2025. David has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2025 - Present
NORTHERN EDGE CAPITAL ADVISORS LLC
Office #1: 4950 Yonge Street Suite 2200, Toronto, M2N 6K1BD
CRD#: 151615
Toronto,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(5/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 5/27/2025
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NORTHERN EDGE CAPITAL ADVISORS LLC
BCMS CAPITAL ADVISORS LLC | NORTHERN EDGE CAPITAL ADVISORS LLC
CRD#: 151615 / SEC#: , 8-68386
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
747 Third Ave. 27th Floor, New York, NY 10017
Mailing Address
747 Third Ave. 27th Floor, New York, NY 10017
Phone number
(212) 520-8290
Established
New York since 08/14/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
