Harold D. Moyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Dale Moyer was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1975. Harold had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1985 - September 13, 2016
PACIFIC INVESTMENT SECURITIES CORP.
December 28, 1984 - May 10, 1985
WESTERN CAPITAL INVESTORS SERVICES, INC.
November 14, 1981 - December 27, 1984
OMEGA NORTHWEST, INC.
June 12, 1980 - June 8, 1982
M. S. WIEN & CO., INC.
February 24, 1975 - July 6, 1980
MARQUAM CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC INVESTMENT SECURITIES CORP.
CRD#: 16339 / SEC#: , 8-33746
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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