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YC

Yoo Chung Chang

UPSTART WEALTH MANAGEMENT
Chicago, IL
CRD#: 8047646
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YC
Yoo Chung ChangUPSTART WEALTH MANAGEMENT

Professional summary

Yoo Chung Chang, who also goes by Yoo Chang, Yooie Chang, is a registered financial advisor currently at UPSTART WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Yoo Chung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Yoo Chung has worked at 1 firm and has passed the Series 63, Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Yoo Chang | Yooie Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yoo Chung Chang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2025 - Present

UPSTART WEALTH MANAGEMENT, LLC

RIA
CRD#: 173728
Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UPSTART WEALTH MANAGEMENT, LLC
UPSTART WEALTH MANAGEMENT, LLC
MICHAEL ALAN POWSNER | UPSTART WEALTH MANAGEMENT, LLC | MICHAEL POWSNER

CRD#: 173728 / SEC#: 801-121693

RIA
Registered Investment Advisory firm - (7/6/2021 Approved)
California
Registered Investment Advisory firm - (8/6/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - (12/31/2017 Terminated)
New York
Registered Investment Advisory firm - (7/7/2021 Terminated)
North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)
Texas
Registered Investment Advisory firm - (7/7/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/20/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/15/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/16/2023
Securities Industry Essentials Examination

Current Firm

UPSTART WEALTH MANAGEMENT, LLC
UPSTART WEALTH MANAGEMENT, LLC
MICHAEL ALAN POWSNER | UPSTART WEALTH MANAGEMENT, LLC | MICHAEL POWSNER

CRD#: 173728 / SEC#: 801-121693

RIA
Registered Investment Advisory firm - (7/6/2021 Approved)
California
Registered Investment Advisory firm - (8/6/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - (12/31/2017 Terminated)
New York
Registered Investment Advisory firm - (7/7/2021 Terminated)
North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)
Texas
Registered Investment Advisory firm - (7/7/2021 Terminated)
Loading...

Contact information

Main Address
New York, NY
Mailing Address
745 5th Avenue Suite 500, New York, NY 10151
Phone number
(415) 549-0646
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-09-29 UPSTART WEALTH MANAGEMENT FORM ADV PART 2A (9/29/2025)

Regulatory assets under management

Total Number of Accounts202
AUM (Assets Under Management)$ 294,016,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UPSTART WEALTH MANAGEMENT, LLC

UPSTART WEALTH MANAGEMENT, LLC

CRD#: 173728Chicago, IL

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