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Alexander M. Pinter

ROCK HARBOR CAPITAL
BIRMINGHAM, MI 48009
CRD#: 8047251
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AP
Alexander Mcleod PinterROCK HARBOR CAPITAL

Professional summary

Alexander Mcleod Pinter, who also goes by Alex Pinter, Alexander Pinter, is a registered financial advisor currently at ROCK HARBOR CAPITAL LLC located in Birmingham, Michigan and FORESIDE FUND SERVICES, LLC located in Birmingham, Michigan.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Alexander has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alex Pinter | Alexander Pinter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Mcleod Pinter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2025 - Present

ROCK HARBOR CAPITAL LLC

Office #1: 390 Park Street Suite 250, Birmingham, MI 48009
RIA
CRD#: 327728
BIRMINGHAM, MI
Current

April 8, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 390 Park Street Suite 250, Birmingham, MI 48009
BD
CRD#: 46106
Birmingham, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/5/2026)
RR
Michigan
(5/30/2025)
IAR
Michigan
(6/3/2025)
RR
New York
(1/5/2026)
RR
Virginia
(1/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/23/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RH
ROCK HARBOR CAPITAL LLC
ROCK HARBOR CAPITAL LLC

CRD#: 327728 / SEC#:

Michigan
Registered Investment Advisory firm - (9/14/2023 Approved)
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Contact information

Main Address
390 Park Street Suite 250, Birmingham, MI 48009
Mailing Address
Phone number
(248) 283-3060
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCK HARBOR CAPITAL LLC

CRD#: 327728Birmingham, MI 48009

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