William C. Lohnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Clarence Lohnes, who also goes by Bill Lohnes, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2011 - December 31, 2017
KALOS MANAGEMENT
November 17, 2011 - December 31, 2017
KALOS CAPITAL, INC.
June 4, 2004 - December 6, 2011
KESTRA INVESTMENT SERVICES, LLC
June 4, 2004 - December 6, 2011
KESTRA INVESTMENT SERVICES, LLC
March 21, 2003 - June 10, 2004
VOYA FINANCIAL ADVISORS, INC.
March 4, 2003 - June 10, 2004
VOYA FINANCIAL ADVISORS, INC.
February 26, 1999 - September 11, 2002
PRUCO SECURITIES, LLC.
October 20, 1980 - February 12, 1999
EQUITABLE ADVISORS, LLC
February 21, 1975 - February 12, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 9/8/1989
Corporate Securities Limited Representative ExaminationSeries 1
Date: 2/18/1975
Registered Representative ExaminationCurrent Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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