John J. Duddy

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CRD#: 804497

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John James Duddy was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1975. John had worked at 9 firms and has passed the Series 65, Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN DUDDY DBA STRATEGIC TAX ADVISORY GROUP, SOLE OWNER, STARTED OCT. 2003, 8-9 HOURS A DAY. INDEPENDENT INSURANCE AGENT SELLING LIFE AND FIXED INCOME INSURANCE PRODUCTS. DUDDY REAL ESTATE, SOLE OWNER, STARTED ON NOV. 1986, LESS THAN AN HOUR A DAY. COPPELL ADVISORY SOLUTIONS, LLC INVESTMENT ADVISER REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 23, 2011 - August 16, 2023

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

Bellmont, MA

Past

June 23, 2009 - June 14, 2011

AMERICAN INVESTMENT SERVICES

RIA

CRD#: 144088

STONEHAM, MA

Past

November 10, 2003 - February 22, 2005

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

February 10, 2000 - October 27, 2003

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

SOMERVILLE, MA

Past

March 31, 1994 - October 27, 2003

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

March 16, 1993 - April 8, 1994

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

March 22, 1991 - March 16, 1993

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Past

December 2, 1982 - December 19, 1985

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

September 27, 1982 - December 31, 1990

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

October 28, 1976 - July 2, 1982

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

February 1, 1975 - October 17, 1976

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 1/25/1975

Registered Representative Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John J. Duddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN INVESTMENT SERVICES

LEGACY FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

G.R. STUART & COMPANY, INC.

FINANCIAL SECURITIES NETWORK,INC.

GUARDIAN INVESTOR SERVICES LLC

COMMONWEALTH FINANCIAL NETWORK

GUARDIAN INVESTOR SERVICES LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2009

Series 63

Date: 11/28/1984

Series 1

Date: 1/25/1975

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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