John J. Duddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Duddy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1975. John had worked at 9 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2011 - August 16, 2023
COPPELL ADVISORY SOLUTIONS LLC
June 23, 2009 - June 14, 2011
AMERICAN INVESTMENT SERVICES
November 10, 2003 - February 22, 2005
LEGACY FINANCIAL SERVICES, INC.
February 10, 2000 - October 27, 2003
HORNOR, TOWNSEND & KENT, LLC
March 31, 1994 - October 27, 2003
HORNOR, TOWNSEND & KENT, LLC
March 16, 1993 - April 8, 1994
G.R. STUART & COMPANY, INC.
March 22, 1991 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
December 2, 1982 - December 19, 1985
GUARDIAN INVESTOR SERVICES LLC
September 27, 1982 - December 31, 1990
COMMONWEALTH FINANCIAL NETWORK
October 28, 1976 - July 2, 1982
GUARDIAN INVESTOR SERVICES LLC
February 1, 1975 - October 17, 1976
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/25/1975
Registered Representative ExaminationCurrent Firm
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
