Robert J. Pozzuto

MATUNE BASILE ADVISORS

New Wilmington, PA

CRD#: 8043816

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Professional summary

Robert James Pozzuto, who also goes by R.j. Pozzuto, Rj Pozzuto, is a registered financial advisor currently at MATUNE BASILE ADVISORS located in New Wilmington, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Robert has worked at 3 firms and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

R.j. Pozzuto | Rj Pozzuto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Pozzuto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2026 - Present

MATUNE BASILE ADVISORS

RIA

CRD#: 168073

New Wilmington, PA

Past

November 3, 2025 - December 17, 2025

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

URBANDALE, IA

Past

April 29, 2025 - November 3, 2025

LION STREET ADVISORS, LLC

RIA

CRD#: 167610

New Albany, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATUNE BASILE ADVISORS

MATUNE BASILE ADVISORS | MBA ADVISORS LLC | MATUNE-BASIL ADVISORS LLC.

CRD#: 168073 / SEC#: 801-114359

RIA

Registered Investment Advisory firm - (11/30/2018 Approved)

Ohio

Registered Investment Advisory firm - (12/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/15/2026)

IAR

Pennsylvania
(1/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2024

Securities Industry Essentials Examination

Current Firm

MATUNE BASILE ADVISORS

MATUNE BASILE ADVISORS | MBA ADVISORS LLC | MATUNE-BASIL ADVISORS LLC.

CRD#: 168073 / SEC#: 801-114359

RIA

Registered Investment Advisory firm - (11/30/2018 Approved)

Ohio

Registered Investment Advisory firm - (12/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2018 Terminated)

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Contact information

Main Address

295 N. Kerrwood Dr. Suite 102, Hermitage, PA 16148

Mailing Address

Phone number

(724) 977-6275

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - DISCLOSURE BROCHURE (2/10/2026)

Regulatory assets under management

Total Number of Accounts	1,017
AUM (Assets Under Management)	$ 342,613,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Pozzuto

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Pozzuto's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATUNE BASILE ADVISORS

INTEGRITY ALLIANCE, LLC.

LION STREET ADVISORS, LLC

Primary Firm SEC Registration

MATUNE BASILE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2025

SIE

Date: 11/1/2024

Current Firm

MATUNE BASILE ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATUNE BASILE ADVISORS

TRUST BUT VERIFY

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