Huayi Wang

NEW MILLENNIUM GROUP

SANDY, UT 84070

CRD#: 8043781

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Professional summary

Huayi Wang is a registered financial advisor currently at NEW MILLENNIUM GROUP located in Sandy, Utah.

Huayi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Huayi has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Huayi Wang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2025 - Present

NEW MILLENNIUM GROUP

Office #1: 10050 South State Street, Sandy, UT 84070

RIA

CRD#: 299249

SANDY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW MILLENNIUM GROUP

NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC

CRD#: 299249 / SEC#: 801-120516

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/29/2021 Terminated)

California

Registered Investment Advisory firm - (8/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2021 Terminated)

Utah

Registered Investment Advisory firm - (7/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2022

Securities Industry Essentials Examination

Current Firm

NEW MILLENNIUM GROUP

NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC

CRD#: 299249 / SEC#: 801-120516

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/29/2021 Terminated)

California

Registered Investment Advisory firm - (8/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2021 Terminated)

Utah

Registered Investment Advisory firm - (7/30/2021 Terminated)

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Contact information

Main Address

10050 South State Street, Sandy, UT 84070

Mailing Address

Phone number

(801) 446-9950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 200,605,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Huayi Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Huayi Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW MILLENNIUM GROUP

Primary Firm SEC Registration

NEW MILLENNIUM GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2024

SIE

Date: 4/29/2022

Current Firm

NEW MILLENNIUM GROUP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW MILLENNIUM GROUP

TRUST BUT VERIFY

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