AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
TT

Thomas E. Tucker

CHAMPION ADVISORS LLC
HOUSTON, TX 77079
Some features on this profile are disabled
CRD#: 804327
TT

Professional summary


Thomas Elliott Tucker, who also goes by Tom Tucker, Tommy Tucker, is a registered financial advisor currently at CHAMPION ADVISORS LLC located in Houston, Texas and HENRY BRAGG & CO. located in Houston, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Thomas has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Tom Tucker | Tommy Tucker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; HOME OFFICE; LIFE INSURANCE; 10.2013; 4HRS/MO; SALES COMMISSION. 2. HENRY BRAGG & CO.; INVESTMENT-RELATED; 2900 WESLAYAN ST, STE 450; RIA; PROMOTER; 4.2025.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Thomas Elliott Tucker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 3, 2015 - Present

CHAMPION ADVISORS LLC

Office #1: 407 Ramblewood Rd., Houston, TX 77079
RIA
CRD#: 149920
HOUSTON, TX
Current

November 11, 2025 - Present

HENRY BRAGG & CO.

RIA
CRD#: 311388
Houston, TX
Past

March 26, 2009 - June 8, 2015

CHAMPION ADVISORS LLC

RIA
CRD#: 149920
HOUSTON, TX
Past

April 15, 2008 - October 25, 2013

TRIAD ADVISORS LLC

BD
CRD#: 25803
HOUSTON, TX
Past

June 8, 2005 - October 19, 2009

CAPITAL MANAGEMENT ADVISORS LP

RIA
CRD#: 134969
HOUSTON, TX
Past

July 16, 2004 - April 1, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

RIA
CRD#: 13626
HOUSTON, TX
Past

April 7, 2004 - April 1, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
HOUSTON, TX
Past

November 13, 2002 - April 12, 2004

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
TULSA, OK
Past

February 17, 2000 - November 14, 2002

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

October 28, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

October 28, 1991 - February 15, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

February 1, 1975 - December 12, 1988

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

BD
CRD#: 5178

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HENRY BRAGG & CO.
HENRY BRAGG & CO. | HENRY BRAGG & CO., LLC

CRD#: 311388 / SEC#: 801-119858

RIA
Registered Investment Advisory firm - (11/25/2020 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/3/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/30/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/28/1975
Registered Representative Examination

Current Firm


HB
HENRY BRAGG & CO.
HENRY BRAGG & CO. | HENRY BRAGG & CO., LLC

CRD#: 311388 / SEC#: 801-119858

RIA
Registered Investment Advisory firm - (11/25/2020 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2900 Weslayan St. Ste 450, Houston, TX 77027-5132
Mailing Address
Phone number
(713) 393-9444
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HENRY BRAGG & CO. ADV BROCHURE (8/27/2025)

Regulatory assets under management


Total Number of Accounts530
AUM (Assets Under Management)$ 342,209,364

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HENRY BRAGG & CO.

CRD#: 311388Houston, TX 77079

TRUST BUT VERIFY

Monitor Thomas Tucker

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information


xxxxx@xxxx.xxx

Similar Advisors


Troy Lynn Wootton Jr
Troy WoottonAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Sugar Land, TX
Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics