Thomas E. Tucker
Professional summary
Thomas Elliott Tucker, who also goes by Tom Tucker, Tommy Tucker, is a registered financial advisor currently at CHAMPION ADVISORS LLC located in Houston, Texas and HENRY BRAGG & CO. located in Houston, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Thomas has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Elliott Tucker's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2015 - Present
CHAMPION ADVISORS LLC
Office #1: 407 Ramblewood Rd., Houston, TX 77079November 11, 2025 - Present
HENRY BRAGG & CO.
March 26, 2009 - June 8, 2015
CHAMPION ADVISORS LLC
April 15, 2008 - October 25, 2013
TRIAD ADVISORS LLC
June 8, 2005 - October 19, 2009
CAPITAL MANAGEMENT ADVISORS LP
July 16, 2004 - April 1, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
April 7, 2004 - April 1, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
November 13, 2002 - April 12, 2004
BOK FINANCIAL SECURITIES, INC.
February 17, 2000 - November 14, 2002
FISERV INVESTOR SERVICES, INC.
October 28, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 28, 1991 - February 15, 2000
PRUCO SECURITIES, LLC.
February 1, 1975 - December 12, 1988
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
HENRY BRAGG & CO.
CRD#: 311388 / SEC#: 801-119858
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/3/2015)
Exams
Series 1
Date: 1/28/1975
Registered Representative ExaminationCurrent Firm
HENRY BRAGG & CO.
CRD#: 311388 / SEC#: 801-119858
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 530 |
| AUM (Assets Under Management) | $ 342,209,364 |
Red Flags
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