Alfred F. Debellas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Francis Debellas JR, who also goes by Al Debellas, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1975. Alfred had worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 41, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2015 - December 16, 2024
INDEPENDENT INVESTMENT BANKERS, CORP.
November 20, 2008 - May 30, 2013
ANDES CAPITAL GROUP, LLC
August 15, 1997 - October 27, 2008
DEBELLAS & CO. CAPITAL, LP
March 14, 1992 - June 26, 1997
TEXAS CAPITAL SECURITIES, INC.
November 18, 1985 - January 10, 1990
M.G. MORGAN & COMPANY
February 1, 1975 - July 29, 1983
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 41
Date: 1/27/1983
NYSE Allied Member ExaminationSeries 40
Date: 1/24/1975
Registered Principal ExaminationCurrent Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
