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Michael William Hughes

GRADIENT ADVISORS
Shoreview, MN
·CRD# 8042579·2 years experience

Professional Summary

Michael William Hughes, who also goes by Mike Hughes, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Shoreview, Minnesota. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Michael has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Hughes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

GRADIENT ADVISORS, LLC·CRD# 152665
RIA
Shoreview, MN
February 11, 2025 - Present
GRADIENT INVESTMENTS, LLC·CRD# 141726
RIA
Arden Hills, MN
February 4, 2026 - September 24, 2026

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Current Firm

GA
GRADIENT ADVISORS, LLC

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000
RIA
Registered Investment Advisory firm - SEC (2/10/2010 Approved)

Contact Information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Phone Number

(877) 885-0508

# of Employees

173

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 03-2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,152

AUM (Assets Under Management)

$289,253,282

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Gradient Advisors dba Statera Wealth Management | Investment Related | Arden Hills MN | Financial Planning | Owner | Investment Advisor Representative | 02/2025 | 15hrs/mo during trading | Advisory and Insurance Services 2. Sports Official | Not Investment Related | Oakdale MN | Sports| Sports Official | 04/2012 | 30hrs/mo outside of trading | Umpire and Referee 3. Knights of Columbus Council #4374 | Not Investment Related | Oakdale MN | Non Profit | 3rd Degree Member | 05/2023 | 4hrs/mo outside of trading | Catholic Fraternal Charity Organization

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GRADIENT ADVISORS, LLC

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000
RIA
Registered Investment Advisory firm - SEC (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Minnesota
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2024About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael William Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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