HG
Hong Ge
TRANSAMERICA FINANCIAL ADVISORS
PLEASANTON, CA 94566
Some features on this profile are disabled
CRD#: 8042210
HG
Hong GeTRANSAMERICA FINANCIAL ADVISORS
Professional summary
Hong Ge, who also goes by Tracy Ge, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Pleasanton, California.
Hong is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Hong has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Aliases
Tracy Ge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. UC DAVIS HEALTH/Investment Related - No/4301 X St, Sacramento, CA 95817, (916) 734-2011/Hospital/HIM Business and Clinical Systems Specialist/09.2019/172/172/Data Analysis and Reporting RENTAL/Investment Related - Yes/2831 Stonegate Dr, West Sacramento, CA 95691/Rental Property/Owner/09.2012/0/0/Owner COVERED CALIFORNIA POSITION: Certified Insurance Agent NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2021 ADDRESS: Government Agency, Sacramento CA 95814, United States DESCRIPTION: Occasionally, clients came to me for help with their Covered California application. KAISER PERMANENTE POSITION: broker NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021 ADDRESS: 1 Kaiser Plz, Oakland CA 94612, United States DESCRIPTION: Occasionally, I help clients who need health coverage submit an application and communicate with KP any issues regarding membership. DELTA DENTAL POSITION: Broker NATURE: Dental Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2021 ADDRESS: 1515 West 22nd Street, Suite 450, Oak Brook IL 60523, United States DESCRIPTION: Occasionally, I help clients who need dental coverage submit an application. BLUE SHIELD OF CALIFORNIA POSITION: Broker NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2021 ADDRESS: 601 12th Street, Oakland CA 94607, United States DESCRIPTION: Occasionally, I help clients who need health coverage submit an application. VISITORSCOVERAGE INC. POSITION: Agent NATURE: Travel Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: 2350 Mission College Blvd #1140, Santa Clara CA 95054, United States DESCRIPTION: No activities yet. Planning to apply to be an agent of this Travel Insurance company to help my clients. I have more and more clients coming from overseas to visit or live in the US and need temporarily health insurance. HONG GE - INDEPENDENT INSURANCE BROKER POSITION: Independent Health Insurance Broker NATURE: Independent health insurance brokerage providing consultation, plan comparison, and enrollment assistance for Medicare Advantage, Medicare Supplement, and Medicare Part D prescription drug plans, as well as individual and family health insurance and ancillary products such as dental and vision coverage. Services are conducted through direct appointments with insurance carriers and through partnerships with independent marketing organizations, allowing access to multiple insurance providers. This activity represents an ongoing independent brokerage business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2026 ADDRESS: 953 Woodbury Ln, Davis CA 95616, United States DESCRIPTION: I occasionally engage in independent health insurance brokerage activities on a part-time basis. These activities include consulting with individuals on Medicare and individual/family health insurance options, reviewing and comparing plan benefits across multiple carriers, and assisting with enrollment when requested. Products may include Medicare Advantage, Medicare Supplement, Medicare Part D prescription drug plans, and ancillary benefits such as dental and vision coverage. When applicable, I assist clients with applications, plan selection guidance, and post-enrollment questions. I maintain required licensing and certifications and follow all applicable carrier and regulatory compliance requirements. This activity is conducted independently and may involve access to insurance products through direct carrier appointments and independent marketing organizations.
CRS (Client Relationship Summary) - RIA
Click below to view Hong Ge's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Hong Ge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6700 Koll Center Pkwy Suite 160-p, Pleasanton, CA 94566RIA
BD
CRD#: 16164
PLEASANTON, CA
Current
February 24, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 6700 Koll Center Pkwy Suite 160-p, Pleasanton, CA 94566RIA
BD
CRD#: 16164
PLEASANTON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/3/2025)
IAR
California(7/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/23/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
