Erik M. Kratz

ARENA PRIVATE WEALTH

CHICAGO, IL 60611-5584

CRD#: 8041955

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Professional summary

Erik Michael Kratz is a registered financial advisor currently at ARENA PRIVATE WEALTH located in Chicago, Illinois.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Erik has worked at 2 firms .

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Michael Kratz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2026 - Present

ARENA PRIVATE WEALTH

Office #1: 401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584

RIA

CRD#: 332302

CHICAGO, IL

Past

February 12, 2025 - January 20, 2026

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARENA PRIVATE WEALTH

ARENA PRIVATE WEALTH | OCMPW | OCM PRIVATE WEALTH, LLC

CRD#: 332302 / SEC#: 801-131099

RIA

Registered Investment Advisory firm - (9/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/17/2026)

IAR

Illinois
(1/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ARENA PRIVATE WEALTH

ARENA PRIVATE WEALTH | OCMPW | OCM PRIVATE WEALTH, LLC

CRD#: 332302 / SEC#: 801-131099

RIA

Registered Investment Advisory firm - (9/13/2024 Approved)

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Contact information

Main Address

401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584

Mailing Address

Phone number

(312) 798-9045

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCM PRIVATE WEALTH FORM ADV PART 2A (JANUARY 7, 2026 (1/8/2026)

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 139,112,250

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik M. Kratz

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Michael Kratz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARENA PRIVATE WEALTH

FOCUS PARTNERS WEALTH, LLC

Primary Firm SEC Registration

ARENA PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Current Firm

ARENA PRIVATE WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARENA PRIVATE WEALTH

TRUST BUT VERIFY

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