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EO

Erin E. O'shea

17 CAPITAL PARTNERS
PHOENIX, AZ 85018
Some features on this profile are disabled
CRD#: 8041559
EO
Erin Eileen O'shea17 CAPITAL PARTNERS

Professional summary

Erin Eileen O'shea, who also goes by Erin E O Shea, Erin Eileen O Shea, Erin O Shea, Erin E O'shea, Erin O'shea, Erin E O'shea, Erin Eileen O'shea, Erin O'shea, Erin Oshea, Erin E Oshea, Erin Eileen Oshea, Erin E Oshea, Erin Eileen Oshea, Erin O Shea, is a registered financial advisor currently at 17 CAPITAL PARTNERS, LLC located in Phoenix, Arizona.

Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Erin has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Erin E O Shea | Erin Eileen O Shea | Erin O Shea | Erin E O'shea | Erin O'shea | Erin E O'shea | Erin Eileen O'shea | Erin O'shea | Erin Oshea | Erin E Oshea | Erin Eileen Oshea | Erin E Oshea | Erin Eileen Oshea | Erin O Shea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: SEED SPOT ADDRESS: PHOENIX, ARIZONA NATURE OF BUSINESS: SEED SPOT POSITION: BOARD MEMBER TREASURER START DATE: 05/2014 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: ATTEND QUARTERLY MEETINGS, REVIEW FINANCIAL STATEMENTS, AND PROVIDE MENTORSHIP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Eileen O'shea's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2026 - Present

17 CAPITAL PARTNERS, LLC

Office #1: 4417 N. 40th Street Suite 300, Phoenix, AZ 85018
RIA
CRD#: 283013
PHOENIX, AZ
Past

April 14, 2025 - July 29, 2026

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1C
17 CAPITAL PARTNERS, LLC
17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT

CRD#: 283013 / SEC#: 801-120928

RIA
Registered Investment Advisory firm - (4/23/2021 Approved)
Arizona
Registered Investment Advisory firm - (10/13/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/8/2026)
IAR
Michigan
(9/8/2026)
IAR
Nebraska
(9/8/2026)
IAR
New Hampshire
(9/8/2026)
IAR
Texas
(9/8/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 7/31/2025
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 5/1/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 4/14/2025
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 3/2/2025
Securities Industry Essentials Examination

Current Firm

1C
17 CAPITAL PARTNERS, LLC
17 CAPITAL PARTNERS, LLC | PEARL CAPITAL MANAGEMENT

CRD#: 283013 / SEC#: 801-120928

RIA
Registered Investment Advisory firm - (4/23/2021 Approved)
Arizona
Registered Investment Advisory firm - (10/13/2021 Terminated)
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Contact information

Main Address
4417 N. 40th Street Suite 300, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 718-1177
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - PEARL CAPITAL MANAGEMENT (3/31/2026)
ADV PART 2A - 17 CAPITAL PARTNERS, LLC (3/31/2026)

Regulatory assets under management

Total Number of Accounts416
AUM (Assets Under Management)$ 246,415,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

17 CAPITAL PARTNERS, LLC

CRD#: 283013Phoenix, AZ 85018

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