Anthony T. Underwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Thomas Underwood, who also goes by Anthony Underwood, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2025. Anthony had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2025 - December 23, 2025
VAN CLEMENS WEALTH MANAGEMENT, LLC
February 28, 2025 - December 23, 2025
VAN CLEMENS & CO. INCORPORATED
Primary Firm SEC Registration
VAN CLEMENS WEALTH MANAGEMENT, LLC
CRD#: 297362 / SEC#: 801-129906
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/28/2025
General Securities Representative ExaminationCurrent Firm
VAN CLEMENS WEALTH MANAGEMENT, LLC
CRD#: 297362 / SEC#: 801-129906
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 327,243,548 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
