Daniel C. Thomas

THOMAS INVESTMENT ADVISORS

ORANGE, CA 92867

Some features on this profile are disabled

CRD#: 8041188

Professional summary

Daniel Charles Thomas is a registered financial advisor currently at THOMAS INVESTMENT ADVISORS LLC located in Orange, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Daniel has worked at 1 firm .

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Thomas & Thomas; Not investment-related; 3991 MacArthur Boulevard, Suite 240, Newport Beach, CA 92660; Certified Public Accounting Firm; Partner; 01/01/1987; 160 hours per month; 100 during trading hours; Managing a CPA practice, providing tax consulting and tax preparation for business entities, trusts and individuals 2) The Group Insurance Trust - California Society of CPAs; Not investment-related; 1800 Gateway Drive, Suite 130, San Mateo, CA 94404; Health insurance trust offering health insurance to eligible members of the California Society of CPAs; Trustee; 01/01/2009; 5 hours per month; 0 during trading hours; Serve as a member of the Board of Trustees

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Charles Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

THOMAS INVESTMENT ADVISORS LLC

Office #1: 1421 N. Wanda Road Suite 140, Orange, CA 92867

RIA

CRD#: 334544

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

THOMAS INVESTMENT ADVISORS LLC

CRD#: 334544 / SEC#:

California

Registered Investment Advisory firm - (3/27/2025 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3991 Macarthur Boulevard Suite 240, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 252-0165

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.