Edward C. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Cook Wilson JR was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1975. Edward had worked at 14 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2010 - January 10, 2014
VAN ECK SECURITIES CORPORATION
December 11, 2004 - January 23, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
June 6, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
August 5, 1997 - June 1, 2001
NYLIFE SECURITIES LLC
January 30, 1996 - May 9, 1997
DIRECTED SERVICES LLC
October 12, 1994 - January 1, 1996
VAN ECK SECURITIES CORPORATION
August 24, 1990 - August 9, 1994
KEYPORT FINANCIAL SERVICES CORP.
February 2, 1990 - August 3, 1990
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 19, 1989 - January 25, 1990
OSAIC WEALTH, INC.
May 31, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 15, 1984 - January 25, 1990
INTEGRATED RESOURCES MARKETING, INC.
February 28, 1983 - December 2, 1983
HUNTINGTON SECURITIES GROUP, INC.
November 13, 1980 - January 12, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
March 22, 1977 - December 3, 1980
ILG SECURITIES CORPORATION
March 16, 1976 - April 7, 1978
METLIFE INVESTORS DISTRIBUTION COMPANY
January 30, 1975 - March 6, 1976
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/25/1975
Registered Representative ExaminationSeries 40
Date: 10/19/1977
Registered Principal ExaminationCurrent Firm
VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
