Maximus Molyneux

CGC FINANCIAL SERVICES

LAKE OSWEGO, OR 97035

Some features on this profile are disabled

CRD#: 8040904

Professional summary

Maximus Molyneux, who also goes by Maximus Xavier Molyneux, is a registered financial advisor currently at CGC FINANCIAL SERVICES located in Lake Oswego, Oregon.

Maximus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Maximus has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Maximus Xavier Molyneux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CGC FINANCIAL SERVICES LLC POSITION: Client Services Assistant NATURE: LLC (Independent RIA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 11/26/2025 ADDRESS: 5 Centerpointe Drive, Suite 550, Lake Oswego OR 97035, United States DESCRIPTION: Assist clients with paperwork (beneficiary updates, ACH forms for accounts, address updates, new account paperwork). I answer client calls regarding tech support, help prepare pre-meeting packets for advisor/client meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximus Molyneux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2026 - Present

CGC FINANCIAL SERVICES

Office #1: 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 155446

LAKE OSWEGO, OR

Past

February 4, 2026 - August 19, 2026

OSAIC WEALTH, INC.

CRD#: 23131

Lake Oswego, OR

Past

July 19, 2025 - August 19, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

LAKE OSWEGO, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/18/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/18/2025

Securities Industry Essentials Examination

Current Firm

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 670-1958

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGC FINANCIAL SERVICES, ADV PART 2A (5/19/2025)

Regulatory assets under management

Total Number of Accounts	3,027
AUM (Assets Under Management)	$ 737,318,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

VANCOUVER, WA

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

VANCOUVER, WA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Maximus Molyneux

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maximus Molyneux's CRS (Customer Relationship Summary).

Certified licenses

Experience

CGC FINANCIAL SERVICES

OSAIC WEALTH, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CGC FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2025

Series 7TO

Date: 7/18/2025

SIE

Date: 1/18/2025

Current Firm

CGC FINANCIAL SERVICES

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CGC FINANCIAL SERVICES

TRUST BUT VERIFY

Similar Advisors