Nicole L. Capuano

GUIDICI WEALTH MANAGEMENT LLC

Warwick, RI 02886

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CRD#: 8040889

Professional summary

Nicole Lise Capuano is a registered financial advisor currently at GUIDICI WEALTH MANAGEMENT LLC located in Warwick, Rhode Island.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Nicole has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GPS RETIREMENT, INVESTMENT RELATED, WARWICK, RI, RETIREMENT / INSURANCE, VICE PRESIDENT / RELATIONSHIP MANAGER, START DATE 01/2016, 80 HRS PER MONTH, ALL DURING TRADING HOURS, INSURANCE SALES / CLIENT RELATIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Lise Capuano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2025 - Present

GUIDICI WEALTH MANAGEMENT LLC

Office #1: 250b Centerville Road, Warwick, RI 02886

RIA

CRD#: 330832

Warwick, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(2/5/2025)

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Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2025

Uniform Investment Adviser Law Examination

Current Firm

GUIDICI WEALTH MANAGEMENT LLC

GPS RETIREMENT LLC | GUIDICI WEALTH MANAGEMENT LLC

CRD#: 330832 / SEC#:

Rhode Island

Registered Investment Advisory firm - (4/29/2024 Approved)

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Contact information

Main Address

250b Centerville Road, Warwick, RI 02886

Mailing Address

Phone number

(844) 484-3424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 7,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicole L. Capuano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Lise Capuano's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDICI WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2025

Current Firm

GUIDICI WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDICI WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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