RC
Robert D. Casey Iii
SANTA BARBARA MANAGEMENT
CHICAGO, IL 60601
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CRD#: 8040063
RC
Robert Donald Casey IiiSANTA BARBARA MANAGEMENT
Professional summary
Robert Donald Casey Iii, who also goes by Robert Casey, is a registered financial advisor currently at SANTA BARBARA MANAGEMENT located in Chicago, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Robert has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Robert Casey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Riviera Technologies, Inc., Address: 222 N. LaSalle Suite 625 Chicago, IL 60601, Start Date: May 2026. Position: CEO and 25% Owner. Compensation received: yes. Number of hours/month devoted to this activity: 80 hours per month. Number of hours devoted to this activity during securities trading hours: 10 hours per week. Partners Fund, Inc. Yes, investment related. Nature of the business is the Bliss family office. My title is Vice President and Partner. Relationship began in July 2022. Number of hours per month devoted to the business is 25 hours. Hours per month during trading hours is 5 hours. My duties include advising the Partners Fund on investments and operations of the family office. Old Campus Holdings, LLC. Yes, investment related. Ownership of investment real estate. My title is manager. Relationship began in 2014. Number of hours per month devoted to the business is 1 hour. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of multifamily real estate. IGSB Cardinal Core BV, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer. My title is member. Relationship began in 2020. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Cardinal Core BX, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer.. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Maple Leaf Fund PI, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2022. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P II, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P III, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Donald Casey Iii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
SANTA BARBARA MANAGEMENT
Office #1: 222 N. Lasalle Street Suite 625, Chicago, IL 60601RIA
CRD#: 334801
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
SANTA BARBARA MANAGEMENT
SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC
CRD#: 334801 / SEC#: 801-132201
RIA
Registered Investment Advisory firm - (3/17/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/20/2026)
IAR
Illinois(3/31/2025)
IAR
New York(1/20/2026)
IAR
Texas(3/31/2025)
Current Firm
SB
SANTA BARBARA MANAGEMENT
SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC
CRD#: 334801 / SEC#: 801-132201
RIA
Registered Investment Advisory firm - (3/17/2025 Approved)Loading...
Contact information
Main Address
10 E. Ohio St. 2nd Floor, Chicago, IL 60611
Mailing Address
Phone number
(734) 604-9891
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 259,160,014 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTA BARBARA MANAGEMENT
CRD#: 334801Chicago, IL 60601TRUST BUT VERIFY
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