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Robert Donald Casey Iii

SANTA BARBARA MANAGEMENT
CHICAGO, IL
·CRD# 8040063·1 year experience

Professional Summary

Robert Donald Casey Iii, who also goes by Robert Casey, is a registered financial advisor currently at SANTA BARBARA MANAGEMENT located in Chicago, Illinois. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Robert has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Casey

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

SANTA BARBARA MANAGEMENT·CRD# 334801
RIA
222 N. Lasalle Street Suite 625, Chicago, IL 60601
March 31, 2025 - Present

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Current Firm

SB
SANTA BARBARA MANAGEMENT

SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC

CRD#: 334801 / SEC#: 801-132201
RIA
Registered Investment Advisory firm - SEC (3/17/2025 Approved)

Contact Information

Main Address

222 N. Lasalle Street Suite 625, Chicago, IL 60601

Phone Number

(734) 604-9891

# of Employees

18

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SBM ADV PART 2A (6/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

267

AUM (Assets Under Management)

$530,188,760

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Riviera Technologies, Inc., Address: 222 N. LaSalle Suite 625 Chicago, IL 60601, Start Date: May 2026. Position: CEO and 25% Owner. Compensation received: yes. Number of hours/month devoted to this activity: 80 hours per month. Number of hours devoted to this activity during securities trading hours: 10 hours per week. Partners Fund, Inc. Yes, investment related. Nature of the business is the Bliss family office. My title is Vice President and Partner. Relationship began in July 2022. Number of hours per month devoted to the business is 25 hours. Hours per month during trading hours is 5 hours. My duties include advising the Partners Fund on investments and operations of the family office. Old Campus Holdings, LLC. Yes, investment related. Ownership of investment real estate. My title is manager. Relationship began in 2014. Number of hours per month devoted to the business is 1 hour. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of multifamily real estate. IGSB Cardinal Core BV, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer. My title is member. Relationship began in 2020. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Cardinal Core BX, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer.. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Maple Leaf Fund PI, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2022. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P II, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P III, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
SANTA BARBARA MANAGEMENT

SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC

CRD#: 334801 / SEC#: 801-132201
RIA
Registered Investment Advisory firm - SEC (3/17/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(1/20/2026)
IAR
Illinois
(3/31/2025)
IAR
New York
(1/20/2026)
IAR
Texas
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2025About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Donald Casey Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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