Robert Steven Walterman
Professional Summary
Robert Steven Walterman, who also goes by Bob Walterman, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1975 - 2020. Robert had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 15, PC, Series 7, Series 24, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Walterman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
COLLINS INVESTMENT GROUP | XML WOMEN | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS
Contact Information
Main Address
6901 Rockledge Drive Suite 730, Bethesda, MD 20817Phone Number
(301) 770-5234# of Employees
54SEC notice filing (46 States and Territories)
Registered to provide investment advisory services in 46 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
5,987AUM (Assets Under Management)
$3,298,062,805Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | Cover Page | Report |
| 07/19/2024 | Cover Page | Report |
| 07/19/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COLLINS INVESTMENT GROUP | XML WOMEN | XML FINANCIAL, LLC | XML FINANCIAL GROUP | SAMSON WEALTH MANAGEMENT GROUP | OREN ADVISORS, LLC | LARA MAY ADVISORS
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1983Series 15 — Foreign Currency Options Examination
Passed Oct 1983PC — AMEX Put and Call Exam
Passed Apr 1977Series 12 — NYSE Branch Manager Examination
Passed Apr 1979Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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