Steven T. Frerichs

HENNION & WALSH ASSET MANAGEMENT

Boca Raton, FL 33431

CRD#: 8039209

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Professional summary

Steven Tyler Frerichs is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Boca Raton, Florida and HENNION & WALSH, INC. located in Boca Raton, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Steven has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Tyler Frerichs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2026 - Present

HENNION & WALSH ASSET MANAGEMENT, INC.

Office #1: 777 Yamato Road, Boca Raton, FL 33431

RIA

CRD#: 126236

Boca Raton, FL

Current

February 3, 2026 - Present

HENNION & WALSH, INC.

Office #1: 777 Yamato Road Suite 500, Boca Raton, FL 33431

CRD#: 25766

BOCA RATON, FL

Past

September 30, 2025 - October 6, 2025

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 133088

WELLINGTON, FL

Past

June 14, 2025 - October 6, 2025

GARDEN STATE SECURITIES, INC.

CRD#: 10083

WELLINGTON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD#: 126236 / SEC#: 801-61977

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/3/2026)

California
(2/3/2026)

Colorado
(2/3/2026)

IAR

Connecticut
(6/3/2026)

Florida
(2/3/2026)

Georgia
(2/3/2026)

IAR

Illinois
(6/3/2026)

Indiana
(2/3/2026)

Iowa
(2/3/2026)

IAR

Kansas
(6/3/2026)

Massachusetts
(2/3/2026)

Michigan
(2/3/2026)

New Jersey
(2/3/2026)

IAR

New Jersey
(2/3/2026)

New Mexico
(2/3/2026)

New York
(2/3/2026)

Ohio
(2/3/2026)

Oregon
(2/3/2026)

Pennsylvania
(2/3/2026)

Texas
(2/3/2026)

Washington
(2/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/13/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/21/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

CRD#: 126236 / SEC#: 801-61977

RIA

Registered Investment Advisory firm - (5/2/2003 Approved)

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Contact information

Main Address

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 299-8989

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HENNION & WALSH ASSET MANAGEMENT BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,423
AUM (Assets Under Management)	$ 590,106,063

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/28/2025	Cover Page	Report
09/26/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven T. Frerichs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Tyler Frerichs's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENNION & WALSH, INC.

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE SECURITIES, INC.

Primary Firm SEC Registration

HENNION & WALSH ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2025

Series 7TO

Date: 6/13/2025

SIE

Date: 2/21/2025

FINRA

Current Firm

HENNION & WALSH ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HENNION & WALSH ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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