Joshua W. Coffey

BEACON FINANCIAL PLANNING

HYANNIS, MA 02601

CRD#: 8038427

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Professional summary

Joshua Wayne Coffey is a registered financial advisor currently at BEACON FINANCIAL PLANNING, INC located in Hyannis, Massachusetts.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Joshua has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Wayne Coffey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2025 - Present

BEACON FINANCIAL PLANNING, INC

Office #1: 540 Main Street Suite 14, Hyannis, MA 02601

RIA

CRD#: 175372

HYANNIS, MA

Past

April 18, 2025 - May 27, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Rockland, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON FINANCIAL PLANNING, INC

BEACON FINANCIAL PLANNING OF CAPE COD | BEACON FINANCIAL PLANNING, INC | BEACON FINANCIAL PLANNING OF CAPE COD, INC.

CRD#: 175372 / SEC#: 801-113811

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Florida

Registered Investment Advisory firm - (8/16/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/16/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/18/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/10/2024

Securities Industry Essentials Examination

Current Firm

BEACON FINANCIAL PLANNING, INC

BEACON FINANCIAL PLANNING OF CAPE COD | BEACON FINANCIAL PLANNING, INC | BEACON FINANCIAL PLANNING OF CAPE COD, INC.

CRD#: 175372 / SEC#: 801-113811

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Florida

Registered Investment Advisory firm - (8/16/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/16/2018 Terminated)

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Contact information

Main Address

540 Main Street Suite 14, Hyannis, MA 02601

Mailing Address

Phone number

(508) 790-7039

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON FINANCIAL PLANNING OF CAPE COD - FORM ADV 2A-2B (3/11/2026)

Regulatory assets under management

Total Number of Accounts	954
AUM (Assets Under Management)	$ 397,111,083

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua W. Coffey

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Wayne Coffey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON FINANCIAL PLANNING, INC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

BEACON FINANCIAL PLANNING, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2025

Series 7TO

Date: 4/18/2025

SIE

Date: 9/10/2024

Current Firm

BEACON FINANCIAL PLANNING, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON FINANCIAL PLANNING, INC

TRUST BUT VERIFY

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